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Public Warnings by BaFin – How Affected Companies Can React

Public Warnings by BaFin – How Affected Companies Can React

by Auffenberg | Feb 19, 2024 | blog EN

Für deutsche Version bitte hier klicken If companies wish to provide financial services such as investment advice or investment brokerage on a commercial scale, they require a BaFin license to do so. BaFin issues warnings via its website if companies offer financial...
BaFin Publishes Guidance on Register Management for Crypto Securities

BaFin Publishes Guidance on Register Management for Crypto Securities

by Auffenberg | Dec 4, 2023 | blog EN

Für deutsche Version bitte hier klicken On 23 November 2023, BaFin published a guidance sheet with information on the facts of crypto securities register management. The crypto securities register is closely related to the German Electronic Securities Act (eWpG)....

Recent Posts

  • DORA Is Live – When Do the First Reports Have to Be Made to BaFin?
  • Units of Account and MiCAR – Can Crypto Tokens Still be Units of Account?
  • Interoperability Through Token Bridges – Are Wrapped Tokens Crypto Assets under MiCAR?
  • Getting Ready for DORA (Part VI) – Which Financial Companies Benefit From the Simplified ICT Risk Management Framework?
  • Attorney Lutz Auffenberg, LL.M. (London) has Once Again been Awarded

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